RDR

Protocol for RDR Research Administrators

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This protocol page contains information for research administrators (RDR support) only. This is NOT meant for other users, such as visitors, managers, contributors, viewers, or reviewers.

Scope

This document aims to prepare research administrators to fulfill their role in the Radboud Data Repository (RDR). It assumes that the research administrator has access to the RDR with administrator rights, has basic knowledge of the features of the RDR as described in the help pages, and has read and understood the Repository Policy.

This document notes the responsibilities of research administrators and directs them to the appropriate manuals needed to fulfill their tasks. For any questions or advice, they can contact the Digital Competence Centre.

Responsibilities

A research administrator is the person holding the administrative responsibility in one of the repository’s Organisational Units (OUs). A research administrator must be employed by Radboud University and must use SURFconext to log in to the RDR. Within their OU, they have the following main responsibilities:

A fourth responsibility can be fulfilled by the research administrator, but also by a data steward or director of the research institute:

Keep in mind that these responsibilities do not necessarily overlap with the responsibilities of a data steward. The research administrator’s responsibilities are administrative in nature, those of a data steward are related to policy and content of Research Data Management. The role of research administrator can be fulfilled by a data steward, but also by someone from the administrative staff of the research institute.

User management

One of the responsibilities of the research administrator is user management of their OU. They are responsible for adding and removing users to their OU and for assigning and managing the 'eligible manager' - and 'metadata viewer' rights of these users.

Only employees with an account from the Radboud university or Radboudumc can become part of an OU. If other users need a role in a collection, they can at most become contributors; they cannot be a manager.

User rights:

  • Eligible managers: This user is eligible to become a manager of a collection in the OU that they are part of. The research administrator needs to make sure that this person is employed within their research institute (OU), and -depending on the policy- a group leader/senior researcher.
  • Metadata viewers for collections in their OU: This user can view the metadata of all collections in the OU that they are part of (via the "OU collections" tab), even of the internal collections (DACs and RDCs). Only OU members can be selected to become metadata viewers of that OU. It is up to their research institute to decide whether it is desirable if (and if so, which) researchers of the institute can view metadata of their colleagues. Some research might be too sensitive to allow even direct colleagues to view metadata of internal collections. If this is the case for, it is best not to make any researchers “Metadata viewer”.
  • (Support administrator): These rights can only be granted by the system administrator. Currently, only the DCC and developers have these rights.
  • (Research administrator): These rights can only be granted by the system administrator. This user has research administrator rights and responsibilities as described in this document. Contact [email protected] to request that a user is added as research administrator.
  • (Curator): These rights can only be granted by the system administrator. This user has the rights to perform FAIR reviews on collections within the OU.
  • (Stager access): These rights can only be granted by the system administrator. This user can adjust settings regarding a stager that transfers data from and to the RDR. This is irrelevant for most OUs.

A user's authorization as an OU member may also be revoked. The typical reason for this is the termination of that user's contract with the Radboud university or Radboudumc. When a user is no longer employed by the Radboud university/Radboudumc, their account becomes inaccessible and the authorization to access the RDR is automatically blocked. Nevertheless, we recommend that the research administrator removes that user as member of the OU to prevent unwanted future access in case the researcher gets a new appointment elsewhere within the Radboud university or Radboudumc and their account is reactivated. The research administrator can request a list of deactivated accounts in thier OU from the Digital Competence Centre.

Collection management

The research administrator is responsible for creating, deleting, and versioning of collections within their OU and for all decisions underlying these tasks.

Creating a collection

Prior to creating a collection, the research administrator checks the financial, legal, and organisational aspects, decides on the project identifier that will link the collection to a project (e.g., a BASS project number, another number that uniquely identifies the project in the OU, or a keyword that identifies the project), and ensures that the proper manager is made responsible for the collection.

A researcher is only eligible to be a collection manager if they are employed by the Radboud university or Radboudumc and has the corresponding credentials. Within these restrictions, it is up to the research institute to decide who is eligible to become collection manager. Some research institutes require that (at least one of) the collection manager(s) is a group leader or senior researcher to guarantee longer availability of the collection manager - since PhD students or postdocs tend to leave the university within a couple of years.

Deleting a collection

Collections can be removed in the following situations:

  1. The preservation period of the collection has expired. To ensure long-term compliance with the GDPR and to save costs, the RDR might remove data from published or archived collections after the retention period has expired. The research administrator has no active role in this.
  2. The collection has been published or archived, but should not have been. For example, in the extreme case of a data-leak. These collections need to be retracted. This can only be done by support adminstrators (i.e. the Digital Competence Centre). The research administrator has the responsibility to report such collections in their OU to the Digital Competence Centre (DCC). They must work in cooperation with the DCC and the collection manager(s) in order to successfully retract the collection and to find a suitable alternative archiving location for the content.
  3. The collection has not yet been published or archived but is no longer needed. For example, if a mistake was made at creation (e.g. a wrong collection identifier or collection type) or if the researcher who requested the collection no longer needs it. The research administrator has the responsibility to delete unpublished or unarchived collections in their OU if they are no longer needed. This needs to be done to keep the OU and by extension the repository clean and to save storage costs (and the environment).

Versioning

The research administrator is responsible for deciding if a new version of a published or archived collection is needed. If a researcher needs to edit or fix an error in a published or archived collection, the research administrator can create a new version. The RDR is an archive and therefore supports archiving permanent datasets, thus versioning is only a solution in the exceptional case that a mistake has been made. Research administrators need to weigh organisational, financial (storage costs), environmental, and FAIR aspects in their decision to create a new version.

If the access level (and thus licence) needs to be changed, the Digital Competence Centre has a protocol to see whether a new version can be used or if the collection needs to be retracted. In general, if no new licence demands/features are needed and the new access level is more open, a new version will be made.

OU management

The research administrator is responsible for:

  • Making sure each collection in their OU has at least one collection manager that can be reached.
  • Managing any 'dormant' collections that exist in the OU.
  • Helping researchers with the Data Use Agreement (DUA) for access requests of their restriced access collections.
  • Optional: Keeping track of RDR usage to develop/improve policy.

Making sure each collection has a collection has a collection manager that can be reached

The research administrator is responsible for ensuring that all collections in the OU have a manager that can be reached, including collections that are archived/published. Each collection needs (at least) one manager who takes on the responsibilities of the collection as described in the Repository Policy. This means that if a collection manager leaves the university or loses eligibility to be a manager in another way, the research administrator must assign a new manager (e.g., another group leader, the director of the research institute, or the data steward). To support the research administrator in this task, the RDR sends periodical email notifications to the research administrator with a list of collections without a manager. Also, after login, research administrators will see a warning button next to their profile name stating that "There are collections without managers". This button leads to an overview page with all collections without managers.

Dormant collections

Collections that have not been edited for over 1 year and have still not been published or archived are called dormant collections. These collections are undesirable, since the goal of the RDR is to actually archive or publish collections. If the collection manager never archives, publishes, or closes a collection, these goals cannot be achieved. How the research administrator handles these dormant collections is up to them and their institute. For example, by initially reminding the managers of their collection and by offering support. To support the research administrator in this task, the RDR sends periodical email notifications to collection managers when one or more of their collections is/are dormant. Research administrators can also download the OU metrics to find which collections in their OU are dormant (see manuals). Know that collection managers have already received the email notification once their collection is marked as 'dormant' in the metrics overview.

Data Use Agreements (DUA)

The research administrator is responsible for tracking all access requests of restricted access collections within their OU and is the first point of contact to provide support regarding the Data Use Agreement (DUA). Access to restricted access collections must be granted only when a Data Use Agreement has been signed by both the data provider and the data user. Access without a singed DUA is often a data breach! A researcher might need help with the decision whether or not access can be granted or with the setting up and signing of the DUA. The research administrator is responsible for either helping managers or for directing them to the right person who can help them. In most cases the data steward of the institute and/or the legal department need to be involved in this process. Note that the collection manager(s) remain(s) responsible for granting access in line with any national or international laws and regulations, such as the General Data Protection Regulation (GDPR), ethical guidelines such as the Netherlands Code of Conduct for Research Integrity, publisher embargoes, and informed consent forms; the research administrator does not take on this responsibility. So if unauthorised access is granted, the manager who granted access remains responsible. The research administrator is there to support. To support the research administrator in this task, the RDR CC's the research administrator in the email when a request is made.

Expand or collapse content Tips regarding access requests and DUAs

Please check that the data access applicant is located in a country within the EU or that offers an adequate level of protection according to the EU. Sharing data outside these countries is complicated and requires additional measures to be taken. If this is the case, refer the collection manager to the university’s legal department.

The DUA must be signed by an authorized person of your research institute and that of the data user. This is usually the director of the research institute and not the collection manager.

Radboud university employees can use ValidSign to digitally sign the DUA. Contact the Digital Competence Centre if you want an account.

If the data access applicant is also employed by Radboud University, there is no need to sign a Data Use Agreement since both parties fall under the same legal entity. It is, however, recommended to agree on terms and restrictions. We recommend to fill in the DUA but use the option “document goedkeuren” in ValidSign rather than signing the document.

RDR usage

Keeping track of usage of the RDR within the research administrator's OU can help to develop/improve the research institute’s Research Data Management policy. To do this, a research administrator can download a csv or excel file containing the metadata and metrics of all collections of their OU. This task could also be done by a data steward of that research institute.See the manuals below for more details.

Access to collections

The research administrator carries the responsibility to have access to all data collections in their OU. This is required for scientific integrity, so that security checks with respect to fraud, plagiarism, and data construction can take place if needed. The research administrator is only allowed to access collections if there is a valid reason to do so, while observing the GDPR compliance and sensitivity of the data. All research administrators are accountable for keeping up confidentiality when processing data, in particular when it concerns personal data.

Developing a user policy for the RDR.

The research administrator may take up the responsibility to (help) develop an RDM protocol within their research institute that incorporates the RDR and guides researchers on how to use the RDR in that OU. This responsibility can, however, also be taken up by a Data Steward or director of the research institute. This responsibility can be carried out with help from the central Data Steward of the RDR.

Collection content

The RDR can be incorporated within the research institute’s RDM policy. This policy helps to direct researchers on what RDM solution (for example “werkgroepmappen”, SURFDrive, discipline-specific repositories, etc.) to use in a specific occasion. Please note that the RDR has been designed as a repository for research data.

  • Data generated by students as part of a research internship do not belong in the RDR unless they are of high scientific value and serve as the foundation of a scientific report (other than the student's thesis).
  • In line with this policy, the research institute may decide that the RDR is used to publicly share datasets (i.e., to only use the DSCs), to internally archive datasets (i.e., to only use DACs, RDCs, or both), or that both functionalities of the RDR may be used (i.e., to use DACs and/or RDCs as well as DSCs).
  • The research institute’s policy should also specify where privacy sensitive data that are not research data (i.e., administrative data), such as the pseudonymization key and filled-out informed consent forms, should be stored. It is highly recommended not to store these files in an RDR collection since they are not research data and may have a very different preservation period than the research data of a collection.

Eligible OU members

The institute’s policy on RDR usage should specify who is eligible to become an OU member. Furthermore, it should specify who is eligible as collection manager in an OU. In all cases an eligible manager should be employed by the RU/Radboudumc and by the relevant OU. It is recommended not to initiate a collection with only PhD students or postdocs as collection managers, since they tend to leave the university after only a couple of years, leaving the research administrator with the task to transfer collection responsibility to another researcher.

Furthermore, the policy should specify whether OU members can be “Metadata Viewers” (see User managent above). The advantage of allowing researchers to become metadata viewers is that it creates transparency within an OU on who is working on what and may therefore promote collaborations. However, in the case of extremely sensitive research it may be preferable not to allow researchers to become metadata viewers.

Requesting new collections

The research institute should develop a procedure that allows researchers to request a collection. This can be as simple as providing an email address of the research administrator to the researcher. Another option would be that researchers can fill out a form on the research institute’s intranet to request a collection. The advantage of this method is that via a form additional information can be requested from the researcher that is needed to initiate a collection (i.e., project identifier, title, type of collection, manager, collection quota, preservation time, etc.).

Project identifiers

The research institute must decide how to implement the project identifier. This could be a keyword that helps researchers to identify their collection based on the collection identifier or a (financial or organisational) project number assigned to a research project by the administration of the institute. In the first example the researcher gets to choose the project identifier, and therefore must provide that information to the research administrator upon requesting a collection.

Dormant collections

Some researchers may request and use a collection, but leave it in the “editable” state without ever archiving or publishing it. This is not desirable and the research institute may implement a policy to keep track of these “dormant” collections and encourage researchers to archive or publish their data collections.

Sharing conditions

The research institute’s policy should make decisions about open access data sharing. Under what circumstances can the researcher request an embargo? What recommendations are made to researchers on when to choose a Restricted Access DSC? Take into account that Radboud university’s policy dictates to share research data as open as possible.

Manuals

There are several manuals that describe the tasks associated with these responsibilities:

 

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